Charles Adam Mosley

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

True Potential Wealth Management LLP (no longer approved here)
FRN 529810
- [FCA CF] Client dealing (14 Dec 2021 to 25 Nov 2024)
- [FCA CF] Functions requiring qualifications (14 Dec 2021 to 25 Nov 2024)
Sense Network Limited (no longer approved here)
FRN 465124
- CF30 Customer (21 Feb 2013 to 31 Dec 2017)
- CF1 Director (AR) (15 Nov 2012 to 14 Sep 2018)
Co-operative Independent Financial Solutions Ltd (no longer approved here)
FRN 581589
- Employed By (13 Dec 2012 to 14 Sep 2018)
Co-Operative Wealth Management Ltd (no longer approved here)
FRN 589095
- Employed By (15 Nov 2012 to 14 Sep 2018)
RLUM Limited (no longer approved here)
FRN 144032
- CF30 Customer (1 Nov 2007 to 28 Oct 2011)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.