RLUM Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Retail Investment Funds

Senior staff personally approved by the FCA to hold their roles here.

Alan Ashley
IRN AXA01600
- CF22 Investment Adviser (Trainee) (18 Mar 2005 to 9 Sep 2005)
Alan Astin
IRN AXA00043
- CF21 Investment Adviser (1 Dec 2001 to 27 Dec 2003)
Alan Bellis
IRN AXB00128
- CF21 Investment Adviser (1 Dec 2001 to 13 Jan 2006)
Alan Beverley
IRN AXB00323
- CF21 Investment Adviser (1 Dec 2001 to 16 Feb 2007)
Alan Blackwell
IRN AJB00264
- CF21 Investment Adviser (29 Apr 2002 to 28 Feb 2003)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 29 Apr 2002)
Alan Blakemore
IRN AXB00130
- CF21 Investment Adviser (19 Aug 2004 to 8 Sep 2006)
Alan Bradley
IRN AXB02151
- CF22 Investment Adviser (Trainee) (12 Jul 2006 to 28 Sep 2007)
Alan Brian Clay
IRN ABC00016
- CF21 Investment Adviser (1 Dec 2001 to 3 Oct 2003)
Alan Brocklebank
IRN AXB00135
- CF21 Investment Adviser (1 Dec 2001 to 21 Mar 2003)
Alan Bruce Needham
IRN ABN00002
- CF22 Investment Adviser (Trainee) (6 Nov 2002 to 27 Feb 2003)
- CF21 Investment Adviser (1 Dec 2001 to 6 Nov 2002)

Smaller firms operating under this firm's FCA authorisation.

Clydebank Co-Operative Society Limited (no longer appointed)
FRN 162338 · Appointed 20 May 1881 · Until 1 Dec 2001
Co-operatives UK Limited (no longer appointed)
FRN 141818 · Appointed 1 Jan 1869 · Until 1 Dec 2001
Sheffield Co-Operative Society Limited (no longer appointed)
FRN 162327 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Radstock Co-Operative Society Limited (no longer appointed)
FRN 162343 · Appointed 1 Jan 1868 · Until 1 Dec 2001
East of England Co-operative Society Limited (no longer appointed)
FRN 162344 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Colchester and East Essex Co-Operative Society Limited (no longer appointed)
FRN 162337 · Appointed 29 Sep 1862 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.