Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Personal Touch Financial Services Limited (no longer approved here)

    FRN 187834

    • Appointed representative dealing with clients for which they require qualification (13 Mar 2020 to 11 May 2020)
    • CF30 Customer (3 Jun 2009 to 5 Oct 2010)
  • Creaking Gate Limited (no longer approved here)

    FRN 447841

    • Employed By (3 Jun 2009 to 5 Oct 2010)
  • Spectrum Independent Financial Services (no longer approved here)

    FRN 230080

    • CF30 Customer (1 Nov 2007 to 7 Apr 2009)
    • CF22 Investment Adviser (Trainee) (15 Sep 2006 to 31 Oct 2007)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (19 Aug 2004 to 8 Sep 2006)

Recent activity

Updates to this individual's record on the FCA register.

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