Alan Bradley

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP

    FRN 529810

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 19 Jul 2022)
    • [FCA CF] Client dealing (since 19 Jul 2022)
  • TRULY INDEPENDENT LTD (no longer approved here)

    FRN 513655

    • [FCA CF] Client dealing (9 Dec 2019 to 12 Oct 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 12 Oct 2022)
    • CF30 Customer (21 Mar 2016 to 8 Dec 2019)
  • Ascot Lloyd Limited (no longer approved here)

    FRN 578614

    • CF30 Customer (21 Aug 2013 to 31 Mar 2016)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (1 Nov 2007 to 25 Dec 2008)
    • CF22 Investment Adviser (Trainee) (25 Oct 2007 to 31 Oct 2007)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF22 Investment Adviser (Trainee) (12 Jul 2006 to 28 Sep 2007)

Recent activity

Updates to this individual's record on the FCA register.

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