RLUM Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Retail Investment Funds

Senior staff personally approved by the FCA to hold their roles here.

Brendan Craig Hurley
IRN BCH00012
- CF21 Investment Adviser (11 Nov 2002 to 23 Mar 2005)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 23 Aug 2002)
Brendan Houten
IRN BXH00043
- CF21 Investment Adviser (1 Dec 2001 to 13 Jan 2006)
Brent Alexander Wilkinson
IRN BAW00018
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 28 Apr 2002)
Brent Anthony Carter
IRN BAC01084
- CF30 Customer (3 Mar 2008 to 18 Apr 2009)
Brent William Pullen
IRN BWP00002
- CF30 Customer (1 Nov 2007 to 19 Jun 2009)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Brett Cutforth
IRN BXC00079
- CF21 Investment Adviser (1 Dec 2001 to 19 Aug 2004)
Brett Duncan Shaw
IRN BDS00007
- CF21 Investment Adviser (1 Dec 2001 to 22 Aug 2002)
Brian Alexander Ferguson
IRN BAF01015
- CF21 Investment Adviser (9 Jun 2003 to 6 Feb 2006)
- CF22 Investment Adviser (Trainee) (15 Aug 2002 to 9 Jun 2003)
Brian Alexander Fisher
IRN BAF01028
- CF30 Customer (31 Jul 2008 to 30 Mar 2010)
Brian Anderson
IRN BWA01000
- CF22 Investment Adviser (Trainee) (1 Aug 2006 to 3 Nov 2006)
- CF21 Investment Adviser (10 Mar 2004 to 8 Apr 2005)

Smaller firms operating under this firm's FCA authorisation.

Clydebank Co-Operative Society Limited (no longer appointed)
FRN 162338 · Appointed 20 May 1881 · Until 1 Dec 2001
Co-operatives UK Limited (no longer appointed)
FRN 141818 · Appointed 1 Jan 1869 · Until 1 Dec 2001
Sheffield Co-Operative Society Limited (no longer appointed)
FRN 162327 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Radstock Co-Operative Society Limited (no longer appointed)
FRN 162343 · Appointed 1 Jan 1868 · Until 1 Dec 2001
East of England Co-operative Society Limited (no longer appointed)
FRN 162344 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Colchester and East Essex Co-Operative Society Limited (no longer appointed)
FRN 162337 · Appointed 29 Sep 1862 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.