Brian Alexander Ferguson

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • M&G ADVICE PARTNERS LIMITED

    FRN 584256

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 1 Mar 2021)
    • CF1 Director (AR) (since 30 Dec 2020)
    • CF30 Customer (since 30 Dec 2020)
    • CF30 Customer (31 Dec 2014 to 8 Dec 2019)
  • North of Scotland Financial Services Ltd

    FRN 938421

    • (1)Employed By (since 30 Dec 2020)
  • Nationwide Building Society (no longer approved here)

    FRN 106078

    • CF30 Customer (10 Jun 2013 to 2 Dec 2014)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (1 Nov 2007 to 11 Nov 2012)
    • CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (9 Jun 2003 to 6 Feb 2006)
    • CF22 Investment Adviser (Trainee) (15 Aug 2002 to 9 Jun 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.