Brian Anderson

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)
FRN 440703
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 11 Jun 2021)
- CF30 Customer (25 Apr 2013 to 11 Jun 2021)
2 Plan Wealth Management Limited (no longer approved here)
FRN 461598
- CF30 Customer (18 May 2011 to 22 Aug 2012)
RLUM Limited (no longer approved here)
FRN 144032
- CF22 Investment Adviser (Trainee) (1 Aug 2006 to 3 Nov 2006)
- CF21 Investment Adviser (10 Mar 2004 to 8 Apr 2005)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.