RLUM Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Retail Investment Funds

Senior staff personally approved by the FCA to hold their roles here.

Bharat Kumar Modhuadia
IRN BKM00010
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 May 2002)
Bixuan Xu
IRN BXX00002
- [FCA CF] Material risk taker (since 12 May 2023)
Bjorn Yorath Samuel Paschal Godfrey
IRN BYG01001
- CF30 Customer (16 Dec 2008 to 5 Mar 2011)
Bobby John McNelis
IRN BJM01154
- CF22 Investment Adviser (Trainee) (2 Nov 2004 to 14 Oct 2005)
Bolanle Sherifat Bakare
IRN BSB01035
- CF22 Investment Adviser (Trainee) (24 Jan 2007 to 26 Oct 2007)
Boniface Chin
IRN BXC01332
- CF30 Customer (1 Nov 2007 to 4 Jul 2009)
- CF22 Investment Adviser (Trainee) (10 Oct 2005 to 31 Oct 2007)
Bradley Glynn Tillett
IRN BGT01009
- CF22 Investment Adviser (Trainee) (25 May 2004 to 6 Jan 2006)
Bradley Graham Smith
IRN BGS01028
- CF21 Investment Adviser (28 Apr 2003 to 4 Jun 2004)
- CF22 Investment Adviser (Trainee) (10 May 2002 to 28 Apr 2003)
Bradley Oliver Robert Craw
IRN BOC01001
- CF30 Customer (1 Nov 2007 to 5 May 2008)
- CF22 Investment Adviser (Trainee) (10 Sep 2007 to 31 Oct 2007)
Brady Glasson
IRN BXG01152
- CF22 Investment Adviser (Trainee) (23 Apr 2003 to 10 Oct 2003)

Smaller firms operating under this firm's FCA authorisation.

Clydebank Co-Operative Society Limited (no longer appointed)
FRN 162338 · Appointed 20 May 1881 · Until 1 Dec 2001
Co-operatives UK Limited (no longer appointed)
FRN 141818 · Appointed 1 Jan 1869 · Until 1 Dec 2001
Sheffield Co-Operative Society Limited (no longer appointed)
FRN 162327 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Radstock Co-Operative Society Limited (no longer appointed)
FRN 162343 · Appointed 1 Jan 1868 · Until 1 Dec 2001
East of England Co-operative Society Limited (no longer appointed)
FRN 162344 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Colchester and East Essex Co-Operative Society Limited (no longer appointed)
FRN 162337 · Appointed 29 Sep 1862 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.