Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 2 Feb 2021)
    • [FCA CF] Client dealing (since 2 Feb 2021)
  • Horner & Bradley Financial Advisors (no longer approved here)

    FRN 499308

    • Employed By (23 Apr 2009 to 30 Dec 2013)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (23 Nov 2007 to 1 Sep 2008)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF22 Investment Adviser (Trainee) (25 May 2004 to 6 Jan 2006)

Recent activity

Updates to this individual's record on the FCA register.

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