RLUM Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Retail Investment Funds

Senior staff personally approved by the FCA to hold their roles here.

Barry Sheldon
IRN BXS00050
- CF30 Customer (1 Nov 2007 to 29 Oct 2011)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Barry Skimins
IRN BXS01327
- CF22 Investment Adviser (Trainee) (29 Jan 2004 to 17 Aug 2004)
Barry Slater
IRN BXS00124
- CF21 Investment Adviser (1 Dec 2001 to 24 Jun 2005)
Barry Stewart
IRN BXS01326
- CF21 Investment Adviser (10 Sep 2004 to 3 Jun 2005)
- CF22 Investment Adviser (Trainee) (27 Jan 2004 to 10 Sep 2004)
Barry Straced McGrandles
IRN BSM01021
- CF22 Investment Adviser (Trainee) (16 Apr 2004 to 20 Dec 2004)
Barry Thomas Legg
IRN BTL00006
- CF21 Investment Adviser (15 Sep 2004 to 28 Mar 2006)
- CF22 Investment Adviser (Trainee) (9 Dec 2003 to 15 Sep 2004)
Bartholomew Spencer Frith
IRN BSF00002
- CF21 Investment Adviser (1 Dec 2001 to 15 Feb 2002)
Basil Peter Louis Parkes
IRN BPP01012
- CF30 Customer (1 Nov 2007 to 31 Mar 2008)
- CF22 Investment Adviser (Trainee) (1 Feb 2007 to 31 Oct 2007)
Ben David Millbank
IRN BDM01032
- CF22 Investment Adviser (Trainee) (23 Jan 2007 to 14 Jun 2007)
Ben Johnson
IRN BXJ01146
- CF30 Customer (1 Nov 2007 to 29 Oct 2011)
- CF22 Investment Adviser (Trainee) (24 Oct 2006 to 31 Oct 2007)

Smaller firms operating under this firm's FCA authorisation.

Clydebank Co-Operative Society Limited (no longer appointed)
FRN 162338 · Appointed 20 May 1881 · Until 1 Dec 2001
Co-operatives UK Limited (no longer appointed)
FRN 141818 · Appointed 1 Jan 1869 · Until 1 Dec 2001
Sheffield Co-Operative Society Limited (no longer appointed)
FRN 162327 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Radstock Co-Operative Society Limited (no longer appointed)
FRN 162343 · Appointed 1 Jan 1868 · Until 1 Dec 2001
East of England Co-operative Society Limited (no longer appointed)
FRN 162344 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Colchester and East Essex Co-Operative Society Limited (no longer appointed)
FRN 162337 · Appointed 29 Sep 1862 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.