Ben Johnson

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

True Potential Wealth Management LLP (no longer approved here)
FRN 529810
- [FCA CF] Client dealing (9 Dec 2019 to 5 Jan 2021)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 5 Jan 2021)
- CF30 Customer (28 Sep 2017 to 8 Dec 2019)
Legal & General Partnership Services Limited (no longer approved here)
FRN 300792
- CF1 Director (AR) (5 Mar 2012 to 26 Jun 2013)
City Financial Solutions Limited (no longer approved here)
FRN 575512
- (6)Employed By (5 Mar 2012 to 23 Sep 2013)
RLUM Limited (no longer approved here)
FRN 144032
- CF30 Customer (1 Nov 2007 to 29 Oct 2011)
- CF22 Investment Adviser (Trainee) (24 Oct 2006 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

11 hours ago
controlled function removed: Employed By at City Financial Solutions Limited
11 hours ago
controlled function added: (6)Employed By at City Financial Solutions Limited

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.