RLUM Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Retail Investment Funds

Senior staff personally approved by the FCA to hold their roles here.

Avril Docherty
IRN AXD01646
- CF30 Customer (1 Nov 2007 to 4 Jul 2009)
- CF22 Investment Adviser (Trainee) (1 Jun 2006 to 31 Oct 2007)
Avron Daniel Nourse
IRN ADN01021
- CF22 Investment Adviser (Trainee) (23 Jul 2004 to 30 Dec 2004)
Baharul Alam Shayeb
IRN BAS01076
- CF21 Investment Adviser (18 Jan 2006 to 16 Jun 2006)
- CF22 Investment Adviser (Trainee) (5 Nov 2004 to 18 Jan 2006)
Balbiro Kaur
IRN BXK01066
- CF30 Customer (1 Nov 2007 to 29 Oct 2011)
- CF21 Investment Adviser (17 Oct 2003 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (11 Feb 2002 to 17 Oct 2003)
Barbara Fleming
IRN BXF01126
- CF30 Customer (1 Nov 2007 to 24 Jun 2008)
- CF22 Investment Adviser (Trainee) (31 Aug 2006 to 31 Oct 2007)
Barbara Rollett
IRN BXR00022
- CF21 Investment Adviser (1 Dec 2001 to 14 Jun 2007)
Barnaby George Stackhouse
IRN BGS00009
- CF30 Customer (21 May 2008 to 29 Oct 2011)
Barrie Corkill
IRN BXC01404
- CF30 Customer (8 Apr 2009 to 29 Oct 2011)
Barrie Cusens
IRN BXC00035
- CF21 Investment Adviser (21 Jun 2004 to 26 Jan 2005)
- CF22 Investment Adviser (Trainee) (15 Sep 2003 to 21 Jun 2004)
Barrie Inglis Williams
IRN BIW00001
- CF21 Investment Adviser (12 Nov 2003 to 8 Apr 2005)
- CF22 Investment Adviser (Trainee) (23 Apr 2003 to 12 Nov 2003)

Smaller firms operating under this firm's FCA authorisation.

Clydebank Co-Operative Society Limited (no longer appointed)
FRN 162338 · Appointed 20 May 1881 · Until 1 Dec 2001
Co-operatives UK Limited (no longer appointed)
FRN 141818 · Appointed 1 Jan 1869 · Until 1 Dec 2001
Sheffield Co-Operative Society Limited (no longer appointed)
FRN 162327 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Radstock Co-Operative Society Limited (no longer appointed)
FRN 162343 · Appointed 1 Jan 1868 · Until 1 Dec 2001
East of England Co-operative Society Limited (no longer appointed)
FRN 162344 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Colchester and East Essex Co-Operative Society Limited (no longer appointed)
FRN 162337 · Appointed 29 Sep 1862 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.