Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Clear Financial Solutions (Midlands) Ltd
FRN 708582
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (4 Jan 2016 to 8 Dec 2019)
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- Employed By (9 Jan 2012 to 11 Jan 2013)
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- CF30 Customer (21 May 2008 to 29 Oct 2011)
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- Employed By (22 Mar 2005 to 20 Mar 2008)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.