Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 5 Feb 2026)
    • CF30 Customer (since 13 Dec 2025)
    • CF1 Director (AR) (since 7 Oct 2024)
    • Employed By (since 7 Oct 2024)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF22 Investment Adviser (Trainee) (15 Feb 2005 to 5 Feb 2007)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF22 Investment Adviser (Trainee) (23 Jul 2004 to 30 Dec 2004)

Recent activity

Updates to this individual's record on the FCA register.

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