Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 21. Advising or arranging (bringing about) equity release transactions
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 5 Feb 2026)
- CF30 Customer (since 13 Dec 2025)
- CF1 Director (AR) (since 7 Oct 2024)
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Cotswold Financial Solutions Ltd
FRN 1018958
- Employed By (since 7 Oct 2024)
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- CF22 Investment Adviser (Trainee) (15 Feb 2005 to 5 Feb 2007)
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- CF22 Investment Adviser (Trainee) (23 Jul 2004 to 30 Dec 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.