RLUM Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Retail Investment Funds

Senior staff personally approved by the FCA to hold their roles here.

Antony Bowen
IRN AXB00084
- CF30 Customer (1 Nov 2007 to 29 Oct 2011)
- CF22 Investment Adviser (Trainee) (17 Aug 2005 to 31 Oct 2007)
- CF21 Investment Adviser (1 Dec 2001 to 2 Feb 2005)
Antony Charles Buller
IRN ACB00024
- CF21 Investment Adviser (1 Dec 2001 to 27 Jan 2003)
Antony Charles Hesford-Duckworth
IRN ACH01145
- CF22 Investment Adviser (Trainee) (13 Mar 2006 to 15 Sep 2006)
Antony Culver
IRN AXC00230
- CF21 Investment Adviser (1 Dec 2001 to 28 Mar 2003)
Antony Dickson
IRN AXD01463
- CF21 Investment Adviser (28 Jan 2004 to 19 Nov 2004)
- CF22 Investment Adviser (Trainee) (17 Feb 2003 to 28 Jan 2004)
Antony Edward Cliffe
IRN AEC01042
- CF21 Investment Adviser (30 Jun 2004 to 23 Jul 2004)
- CF22 Investment Adviser (Trainee) (25 Sep 2003 to 30 Jun 2004)
Antony Edward Risk
IRN AER01033
- CF22 Investment Adviser (Trainee) (17 Feb 2003 to 25 Nov 2003)
Antony Floyd Paskin
IRN AFP00015
- CF21 Investment Adviser (4 Apr 2002 to 30 Dec 2005)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 4 Apr 2002)
Antony Francis Palfreyman
IRN AFP00007
- CF21 Investment Adviser (1 Dec 2001 to 11 Jul 2002)
Antony Graham Marshall
IRN AGM00024
- CF30 Customer (1 Nov 2007 to 22 Aug 2008)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Smaller firms operating under this firm's FCA authorisation.

Clydebank Co-Operative Society Limited (no longer appointed)
FRN 162338 · Appointed 20 May 1881 · Until 1 Dec 2001
Co-operatives UK Limited (no longer appointed)
FRN 141818 · Appointed 1 Jan 1869 · Until 1 Dec 2001
Sheffield Co-Operative Society Limited (no longer appointed)
FRN 162327 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Radstock Co-Operative Society Limited (no longer appointed)
FRN 162343 · Appointed 1 Jan 1868 · Until 1 Dec 2001
East of England Co-operative Society Limited (no longer appointed)
FRN 162344 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Colchester and East Essex Co-Operative Society Limited (no longer appointed)
FRN 162337 · Appointed 29 Sep 1862 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.