Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Finli (G&P) Ltd
FRN 142752
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- Appointed representative dealing with clients for which they require qualification (since 13 Nov 2025)
- CF30 Customer (since 13 Nov 2025)
-
Finli (IPWM) Limited
FRN 591331
- (4)Employed By (since 3 Dec 2012)
-
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 4 Dec 2025)
- CF30 Customer (3 Dec 2012 to 4 Dec 2025)
-
- CF30 Customer (13 Oct 2009 to 21 Dec 2012)
-
- CF21 Investment Adviser (28 Jan 2004 to 19 Nov 2004)
- CF22 Investment Adviser (Trainee) (17 Feb 2003 to 28 Jan 2004)
Recent activity
Updates to this individual's record on the FCA register.
-
controlled function removed: Employed By at Finli (IPWM) Limited
-
controlled function added: (4)Employed By at Finli (IPWM) Limited