Antony Charles Hesford-Duckworth

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Rose Associates Financial Planning Ltd

    FRN 795169

    • (2)Employed By (since 8 Oct 2025)
  • St. James's Place Wealth Management Plc

    FRN 195351

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 21. Advising or arranging (bringing about) equity release transactions
    • Appointed representative dealing with clients for which they require qualification (since 4 Jan 2022)
    • CF30 Customer (since 23 Dec 2021)
  • SP Financial Management Limited (no longer approved here)

    FRN 171137

    • [FCA CF] Client dealing (9 Dec 2019 to 22 Jun 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 22 Jun 2022)
    • CF30 Customer (26 Oct 2015 to 8 Dec 2019)
  • My Pension Expert Limited (no longer approved here)

    FRN 579999

    • CF30 Customer (23 Jun 2015 to 29 Sep 2015)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (19 Sep 2012 to 26 Feb 2013)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 30 Sep 2012)
    • CF22 Investment Adviser (Trainee) (29 Dec 2006 to 31 Oct 2007)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF22 Investment Adviser (Trainee) (13 Mar 2006 to 15 Sep 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.