RLUM Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Retail Investment Funds

Senior staff personally approved by the FCA to hold their roles here.

Anthony Robert Peters
IRN ARP01120
- CF22 Investment Adviser (Trainee) (11 Dec 2006 to 29 Jan 2007)
Anthony Robert Waller
IRN ARW00036
- CF21 Investment Adviser (27 Sep 2004 to 9 Jun 2006)
- CF22 Investment Adviser (Trainee) (24 Aug 2004 to 27 Sep 2004)
Anthony Ronald Ward
IRN ARW01145
- CF21 Investment Adviser (15 Dec 2003 to 2 Apr 2004)
- CF22 Investment Adviser (Trainee) (10 May 2002 to 15 Dec 2003)
Anthony Roy Insley
IRN ARI00002
- CF21 Investment Adviser (1 Dec 2001 to 7 Feb 2004)
Anthony Terence Blakeson
IRN ATB01051
- CF30 Customer (13 Aug 2009 to 9 Mar 2010)
Anthony Tomlinson
IRN AXT00124
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 24 May 2002)
Anthony Vincent Scott
IRN AVS00002
- CF21 Investment Adviser (1 Dec 2001 to 16 Dec 2002)
Anthony William Bland
IRN AWB00036
- CF21 Investment Adviser (18 Dec 2002 to 6 Jan 2006)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 18 Dec 2002)
Anthony William Harrison
IRN AWH00017
- CF30 Customer (1 Nov 2007 to 23 May 2008)
- CF21 Investment Adviser (31 Mar 2005 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (8 Feb 2005 to 31 Mar 2005)
Anthony William Higgins
IRN AWH01063
- CF30 Customer (1 Nov 2007 to 29 Oct 2011)
- CF21 Investment Adviser (25 Apr 2005 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (14 Sep 2004 to 25 Apr 2005)

Smaller firms operating under this firm's FCA authorisation.

Clydebank Co-Operative Society Limited (no longer appointed)
FRN 162338 · Appointed 20 May 1881 · Until 1 Dec 2001
Co-operatives UK Limited (no longer appointed)
FRN 141818 · Appointed 1 Jan 1869 · Until 1 Dec 2001
Sheffield Co-Operative Society Limited (no longer appointed)
FRN 162327 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Radstock Co-Operative Society Limited (no longer appointed)
FRN 162343 · Appointed 1 Jan 1868 · Until 1 Dec 2001
East of England Co-operative Society Limited (no longer appointed)
FRN 162344 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Colchester and East Essex Co-Operative Society Limited (no longer appointed)
FRN 162337 · Appointed 29 Sep 1862 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.