Anthony William Higgins

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Openwork Limited

    FRN 408285

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 1 Apr 2025)
    • CF30 Customer (5 Jun 2013 to 1 Apr 2025)
  • Newcastle Financial Advisers Limited (no longer approved here)

    FRN 222899

    • (107)Employed By (5 Jun 2013 to 1 Apr 2025)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF30 Customer (1 Nov 2007 to 29 Oct 2011)
    • CF21 Investment Adviser (25 Apr 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (14 Sep 2004 to 25 Apr 2005)

Recent activity

Updates to this individual's record on the FCA register.

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