Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (25 Mar 2009 to 28 Feb 2012)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (12 May 2008 to 17 Nov 2008)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (18 Dec 2002 to 6 Jan 2006)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 18 Dec 2002)

Recent activity

Updates to this individual's record on the FCA register.

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