RLUM Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Retail Investment Funds

Senior staff personally approved by the FCA to hold their roles here.

Adrian John Hall
IRN AJH00074
- CF21 Investment Adviser (1 Dec 2001 to 28 Feb 2002)
Adrian John Hill
IRN AJH00073
- CF30 Customer (1 Nov 2007 to 29 Oct 2011)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Adrian John Sawyer
IRN AJS00101
- CF21 Investment Adviser (1 Dec 2001 to 18 Sep 2004)
Adrian John White
IRN AJW00144
- CF21 Investment Adviser (1 Dec 2001 to 8 Aug 2003)
Adrian Jon Hall-Wilson
IRN AJH01471
- CF22 Investment Adviser (Trainee) (22 Aug 2005 to 26 Jan 2007)
Adrian Leon Figurski
IRN ALF00004
- CF21 Investment Adviser (1 Dec 2001 to 23 Jul 2005)
Adrian Malcolm Wakefield
IRN AMW00052
- CF21 Investment Adviser (1 Dec 2001 to 29 Jul 2002)
Adrian Marcus Spalding
IRN AMS01280
- CF22 Investment Adviser (Trainee) (22 Jan 2007 to 20 Mar 2007)
Adrian Mark Senior
IRN AMS00090
- CF21 Investment Adviser (1 Dec 2001 to 20 Jan 2006)
Adrian Michael Gearing
IRN AMG01128
- CF21 Investment Adviser (22 Mar 2004 to 20 Jun 2005)
- CF22 Investment Adviser (Trainee) (9 Apr 2003 to 22 Mar 2004)

Smaller firms operating under this firm's FCA authorisation.

Clydebank Co-Operative Society Limited (no longer appointed)
FRN 162338 · Appointed 20 May 1881 · Until 1 Dec 2001
Co-operatives UK Limited (no longer appointed)
FRN 141818 · Appointed 1 Jan 1869 · Until 1 Dec 2001
Sheffield Co-Operative Society Limited (no longer appointed)
FRN 162327 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Radstock Co-Operative Society Limited (no longer appointed)
FRN 162343 · Appointed 1 Jan 1868 · Until 1 Dec 2001
East of England Co-operative Society Limited (no longer appointed)
FRN 162344 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Colchester and East Essex Co-Operative Society Limited (no longer appointed)
FRN 162337 · Appointed 29 Sep 1862 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.