Adrian Mark Senior

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP

    FRN 529810

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 31 Jan 2023)
    • [FCA CF] Client dealing (since 31 Jan 2023)
  • Abbey Lane Financial Associates Ltd (no longer approved here)

    FRN 570937

    • Employed By (20 Dec 2011 to 31 Mar 2015)
  • Abbey Lane Associates Ltd (no longer approved here)

    FRN 182234

    • (14)Employed By (10 May 2011 to 28 Dec 2011)
  • TenetConnect Services Limited (no longer approved here)

    FRN 150643

    • CF30 Customer (1 Nov 2007 to 28 Dec 2011)
    • CF22 Investment Adviser (Trainee) (6 Jul 2006 to 31 Oct 2007)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF22 Investment Adviser (Trainee) (6 Feb 2006 to 8 Jun 2006)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (1 Dec 2001 to 20 Jan 2006)

Recent activity

Updates to this individual's record on the FCA register.

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