Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 7. Giving personal recommendations on long-term care insurance contracts
- CF1 Director (AR) (since 5 Sep 2022)
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 13 May 2016)
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Adrian White Wealth Management Limited
FRN 746462
- (2)Employed By (since 13 May 2016)
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- CF30 Customer (8 Feb 2013 to 6 Mar 2016)
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- CF30 Customer (20 Jan 2012 to 12 Nov 2012)
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- CF30 Customer (1 Nov 2007 to 9 Dec 2011)
- CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)
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- CF21 Investment Adviser (1 Dec 2001 to 8 Aug 2003)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at Adrian White Wealth Management Limited
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controlled function added: (2)Employed By at Adrian White Wealth Management Limited