RLUM Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Retail Investment Funds

Senior staff personally approved by the FCA to hold their roles here.

Anthony Colin Chesters
IRN ACC01087
- CF22 Investment Adviser (Trainee) (28 Sep 2002 to 31 Mar 2003)
Anthony Dale Gruitt
IRN ADG01105
- CF30 Customer (1 Nov 2007 to 19 Jun 2009)
- CF22 Investment Adviser (Trainee) (25 Oct 2007 to 31 Oct 2007)
Anthony David Barraclough
IRN ADB00047
- CF21 Investment Adviser (22 Apr 2002 to 6 Sep 2002)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 22 Apr 2002)
Anthony David Knight
IRN ADK01014
- CF21 Investment Adviser (30 Sep 2004 to 1 Apr 2005)
- CF22 Investment Adviser (Trainee) (26 Nov 2003 to 30 Sep 2004)
Anthony David Langton
IRN ADL00003
- CF30 Customer (1 Nov 2007 to 11 Dec 2010)
- CF21 Investment Adviser (26 Oct 2007 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (23 Apr 2007 to 26 Oct 2007)
Anthony David Lyman
IRN ADL01066
- CF30 Customer (1 Nov 2007 to 28 May 2008)
- CF22 Investment Adviser (Trainee) (30 Aug 2006 to 31 Oct 2007)
Anthony David Milano
IRN ADM00026
- CF21 Investment Adviser (1 Dec 2001 to 30 Sep 2003)
Anthony David Oaten
IRN ADO00002
- CF30 Customer (24 Jun 2010 to 29 Oct 2011)
- CF21 Investment Adviser (2 Feb 2004 to 18 Nov 2005)
Anthony David Towers
IRN ADT00014
- CF21 Investment Adviser (1 Dec 2001 to 23 Jan 2006)
Anthony Denis Fensome
IRN ADF00013
- CF21 Investment Adviser (1 Dec 2001 to 4 Jul 2005)

Smaller firms operating under this firm's FCA authorisation.

Clydebank Co-Operative Society Limited (no longer appointed)
FRN 162338 · Appointed 20 May 1881 · Until 1 Dec 2001
Co-operatives UK Limited (no longer appointed)
FRN 141818 · Appointed 1 Jan 1869 · Until 1 Dec 2001
Sheffield Co-Operative Society Limited (no longer appointed)
FRN 162327 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Radstock Co-Operative Society Limited (no longer appointed)
FRN 162343 · Appointed 1 Jan 1868 · Until 1 Dec 2001
East of England Co-operative Society Limited (no longer appointed)
FRN 162344 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Colchester and East Essex Co-Operative Society Limited (no longer appointed)
FRN 162337 · Appointed 29 Sep 1862 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.