Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 28 Aug 2013)
    • (3)Employed By (since 24 Feb 2015)
  • Personal Financial Solutions Ltd (no longer approved here)

    FRN 222954

    • (14)Employed By (28 Aug 2013 to 24 Feb 2015)
  • FINANCE SHOP LIMITED (no longer approved here)

    FRN 551177

    • CF30 Customer (3 Oct 2011 to 8 Jul 2013)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF30 Customer (1 Nov 2007 to 11 Dec 2010)
    • CF21 Investment Adviser (26 Oct 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (23 Apr 2007 to 26 Oct 2007)
  • Nationwide Building Society (no longer approved here)

    FRN 106078

    • CF21 Investment Adviser (1 Dec 2001 to 7 Sep 2006)

Recent activity

Updates to this individual's record on the FCA register.

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