RLUM Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Retail Investment Funds

Senior staff personally approved by the FCA to hold their roles here.

Andrew James Smith
IRN AJS01578
- CF30 Customer (26 Nov 2007 to 21 Jul 2008)
Andrew James Walter Hattrick
IRN AJH00139
- CF22 Investment Adviser (Trainee) (11 Sep 2006 to 10 Aug 2007)
Andrew James Willis
IRN AJW00061
- CF21 Investment Adviser (1 Dec 2001 to 21 Jun 2005)
Andrew John Alford
IRN AJA00004
- CF30 Customer (28 Jan 2008 to 19 Jun 2009)
Andrew John Cleaves
IRN AJC00046
- CF21 Investment Adviser (1 Dec 2001 to 4 Jul 2005)
Andrew John Craig
IRN AJC00154
- CF21 Investment Adviser (1 Dec 2001 to 31 May 2002)
Andrew John Forshaw
IRN AJF01067
- CF30 Customer (1 Nov 2007 to 7 Mar 2008)
- CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
- CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)
Andrew John Healey
IRN AJH01520
- CF22 Investment Adviser (Trainee) (5 Apr 2007 to 5 Oct 2007)
Andrew John Hodgkinson
IRN AJH01481
- CF22 Investment Adviser (Trainee) (15 Feb 2006 to 29 Sep 2006)
Andrew John Lambert
IRN AJL00075
- CF21 Investment Adviser (8 Aug 2002 to 20 Aug 2004)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 8 Aug 2002)

Smaller firms operating under this firm's FCA authorisation.

Clydebank Co-Operative Society Limited (no longer appointed)
FRN 162338 · Appointed 20 May 1881 · Until 1 Dec 2001
Co-operatives UK Limited (no longer appointed)
FRN 141818 · Appointed 1 Jan 1869 · Until 1 Dec 2001
Sheffield Co-Operative Society Limited (no longer appointed)
FRN 162327 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Radstock Co-Operative Society Limited (no longer appointed)
FRN 162343 · Appointed 1 Jan 1868 · Until 1 Dec 2001
East of England Co-operative Society Limited (no longer appointed)
FRN 162344 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Colchester and East Essex Co-Operative Society Limited (no longer appointed)
FRN 162337 · Appointed 29 Sep 1862 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.