Andrew James Willis

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Scottish Widows Schroder Personal Wealth Limited (no longer approved here)

    FRN 830170

    • [FCA CF] Manager of certification employee (9 Sep 2020 to 8 Jun 2023)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Jul 2014 to 6 Mar 2016)
    • CF21 Investment Adviser (3 Jul 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (6 Jul 2005 to 3 Jul 2006)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (1 Dec 2001 to 21 Jun 2005)

Recent activity

Updates to this individual's record on the FCA register.

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