Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • First Complete Limited (no longer approved here)

    FRN 435779

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 30 Jun 2023)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • CF30 Customer (1 Nov 2007 to 30 Jan 2008)
    • CF21 Investment Adviser (6 Feb 2007 to 31 Oct 2007)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (8 Aug 2002 to 20 Aug 2004)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 8 Aug 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.