RLUM Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Retail Investment Funds

Senior staff personally approved by the FCA to hold their roles here.

Andrew Douglas Hatton
IRN ADH01091
- CF22 Investment Adviser (Trainee) (6 Nov 2003 to 23 Apr 2004)
Andrew Dow
IRN AXD00160
- CF21 Investment Adviser (1 Dec 2001 to 3 Aug 2004)
Andrew Draper
IRN AXD00092
- CF21 Investment Adviser (28 Feb 2005 to 19 Oct 2007)
- CF22 Investment Adviser (Trainee) (21 Jan 2005 to 28 Feb 2005)
Andrew Duncan Black
IRN ADB00032
- CF21 Investment Adviser (1 Dec 2001 to 18 Nov 2005)
Andrew Duncan Wingate
IRN ADW00033
- CF30 Customer (1 Nov 2007 to 9 Apr 2009)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Andrew Eric Frost
IRN AEF00004
- CF21 Investment Adviser (1 Dec 2001 to 1 Dec 2001)
Andrew Ermetici
IRN AXE01194
- CF22 Investment Adviser (Trainee) (9 Dec 2004 to 10 Dec 2004)
Andrew Francisco Silva
IRN AFS00008
- CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2005)
Andrew Frank Knighton
IRN AFK01022
- CF22 Investment Adviser (Trainee) (30 Jan 2004 to 21 May 2004)
Andrew Frederick Cumming
IRN AFC01032
- CF22 Investment Adviser (Trainee) (3 Aug 2006 to 13 Jul 2007)
- CF21 Investment Adviser (12 Jun 2003 to 16 Jul 2004)

Smaller firms operating under this firm's FCA authorisation.

Clydebank Co-Operative Society Limited (no longer appointed)
FRN 162338 · Appointed 20 May 1881 · Until 1 Dec 2001
Co-operatives UK Limited (no longer appointed)
FRN 141818 · Appointed 1 Jan 1869 · Until 1 Dec 2001
Sheffield Co-Operative Society Limited (no longer appointed)
FRN 162327 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Radstock Co-Operative Society Limited (no longer appointed)
FRN 162343 · Appointed 1 Jan 1868 · Until 1 Dec 2001
East of England Co-operative Society Limited (no longer appointed)
FRN 162344 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Colchester and East Essex Co-Operative Society Limited (no longer appointed)
FRN 162337 · Appointed 29 Sep 1862 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.