Andrew Frank Knighton

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • R C Brown Investment Management Plc

    FRN 146002

    • 14. Managing investments
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Client dealing (since 31 Jul 2024)
    • [FCA CF] Functions requiring qualifications (since 31 Jul 2024)
  • CONSULT LWC LIMITED (no longer approved here)

    FRN 465484

    • SMF3 Executive Director (9 Dec 2019 to 20 Sep 2024)
    • [FCA CF] Significant management (9 Dec 2019 to 31 Aug 2024)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 May 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 May 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 May 2024)
    • CF1 Director (17 Aug 2019 to 8 Dec 2019)
    • CF29 Significant management (17 Aug 2019 to 8 Dec 2019)
    • CF30 Customer (17 Aug 2019 to 8 Dec 2019)
  • BRI Wealth Management PLC (no longer approved here)

    FRN 122499

    • CF30 Customer (11 Apr 2017 to 14 Dec 2018)
  • AFH Independent Financial Services Limited (no longer approved here)

    FRN 216704

    • CF30 Customer (12 Jun 2009 to 10 Apr 2017)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF22 Investment Adviser (Trainee) (30 Jan 2004 to 21 May 2004)

Recent activity

Updates to this individual's record on the FCA register.

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