RLUM Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Retail Investment Funds

Senior staff personally approved by the FCA to hold their roles here.

Andrew Collins
IRN AXC00096
- CF30 Customer (1 Nov 2007 to 8 Feb 2008)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Andrew Crook
IRN AXC01732
- CF22 Investment Adviser (Trainee) (23 Aug 2004 to 15 Apr 2005)
Andrew David Bunday
IRN ADB01186
- CF30 Customer (23 Nov 2007 to 19 Jun 2009)
Andrew David Garnett
IRN ADG01088
- [FCA CF] Significant management (since 1 Apr 2024)
Andrew David Howarth
IRN ADH00024
- CF30 Customer (1 Nov 2007 to 29 Oct 2011)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Andrew David Jackson
IRN ADJ00017
- CF21 Investment Adviser (1 Dec 2001 to 19 Nov 2004)
Andrew David Joyce
IRN ADJ00015
- CF21 Investment Adviser (1 Dec 2001 to 2 Dec 2005)
Andrew David Lewis
IRN ADL00023
- CF21 Investment Adviser (1 Dec 2001 to 10 Sep 2002)
Andrew David Osguthorpe
IRN ADO01009
- CF21 Investment Adviser (12 May 2003 to 1 Sep 2006)
- CF22 Investment Adviser (Trainee) (22 Feb 2002 to 12 May 2003)
Andrew David Peter Saker
IRN ADS01132
- CF22 Investment Adviser (Trainee) (29 Jul 2004 to 22 Oct 2004)

Smaller firms operating under this firm's FCA authorisation.

Clydebank Co-Operative Society Limited (no longer appointed)
FRN 162338 · Appointed 20 May 1881 · Until 1 Dec 2001
Co-operatives UK Limited (no longer appointed)
FRN 141818 · Appointed 1 Jan 1869 · Until 1 Dec 2001
Sheffield Co-Operative Society Limited (no longer appointed)
FRN 162327 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Radstock Co-Operative Society Limited (no longer appointed)
FRN 162343 · Appointed 1 Jan 1868 · Until 1 Dec 2001
East of England Co-operative Society Limited (no longer appointed)
FRN 162344 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Colchester and East Essex Co-Operative Society Limited (no longer appointed)
FRN 162337 · Appointed 29 Sep 1862 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.