Andrew David Osguthorpe

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • MOSAAC LIMITED

    FRN 581080

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (17 Sep 2013 to 8 Dec 2019)
  • The Whitechurch Network Limited (no longer approved here)

    FRN 190859

    • CF30 Customer (13 Aug 2012 to 6 Sep 2013)
  • WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 134753

    • CF30 Customer (29 Oct 2008 to 20 Aug 2012)
  • Harvest Associates Ltd (no longer approved here)

    FRN 228757

    • (39)Employed By (8 Aug 2006 to 17 Oct 2008)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (12 May 2003 to 1 Sep 2006)
    • CF22 Investment Adviser (Trainee) (22 Feb 2002 to 12 May 2003)

Recent activity

Updates to this individual's record on the FCA register.

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