Andrew David Joyce

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • M A C Financial Services Limited

    FRN 609072

    • (19)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • (15)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • (20)4. Giving personal recommendations on retail investment products which are not broker funds
    • (16)[FCA CF] Client dealing (3 Dec 2020 to 30 Mar 2026)
    • (18)[FCA CF] Functions requiring qualifications (3 Dec 2020 to 30 Mar 2026)
    • (9)SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 30 Mar 2026)
    • (10)SMF16 Compliance Oversight (9 Dec 2019 to 30 Mar 2026)
    • (11)SMF3 Executive Director (9 Dec 2019 to 30 Mar 2026)
    • (7)Responsible for Insurance Distribution (1 Oct 2018 to 30 Mar 2026)
    • (6)Responsibility for MCD Intermediation (21 Mar 2016 to 30 Mar 2026)
    • (12)CF30 Customer (2 Jan 2014 to 8 Dec 2019)
    • (17)CF1 Director (2 Jan 2014 to 8 Dec 2019)
    • (14)CF10 Compliance Oversight (2 Jan 2014 to 8 Dec 2019)
    • (13)CF11 Money Laundering Reporting (2 Jan 2014 to 8 Dec 2019)
    • (8)Responsible for Insurance Mediation (2 Jan 2014 to 30 Sep 2018)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • CF30 Customer (1 Nov 2007 to 31 Dec 2013)
    • CF21 Investment Adviser (15 Feb 2006 to 31 Oct 2007)
    • CF1 Director (AR) (15 Feb 2006 to 31 Dec 2013)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (1 Dec 2001 to 2 Dec 2005)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met) at M A C Financial Services Limited

  2. controlled function removed: SMF17 Money Laundering Reporting Officer (MLRO) at M A C Financial Services Limited

  3. controlled function removed: SMF3 Executive Director at M A C Financial Services Limited

  4. controlled function removed: [FCA CF] Client dealing at M A C Financial Services Limited

  5. controlled function removed: Responsibility for MCD Intermediation at M A C Financial Services Limited

  6. controlled function removed: SMF16 Compliance Oversight at M A C Financial Services Limited

  7. controlled function removed: 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose at M A C Financial Services Limited

  8. controlled function removed: 4. Giving personal recommendations on retail investment products which are not broker funds at M A C Financial Services Limited

  9. controlled function removed: Responsible for Insurance Distribution at M A C Financial Services Limited

  10. controlled function removed: [FCA CF] Functions requiring qualifications at M A C Financial Services Limited

Show more