RLUM Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Retail Investment Funds

Senior staff personally approved by the FCA to hold their roles here.

Allan George Dobson
IRN AGD00007
- CF21 Investment Adviser (1 Dec 2001 to 10 Jan 2003)
Allan Gordon Smith
IRN AGS01152
- CF30 Customer (5 Jul 2010 to 30 Jul 2011)
Allan James Wilson
IRN AJW01465
- CF30 Customer (23 Jun 2008 to 3 Jul 2010)
Allan Jenkins
IRN AXJ00043
- CF21 Investment Adviser (1 Dec 2001 to 17 Dec 2001)
Allan Jonathan Fraser
IRN JXF01513
- CF30 Customer (1 Nov 2007 to 19 Jun 2009)
- CF22 Investment Adviser (Trainee) (27 Jul 2007 to 31 Oct 2007)
Allan Kinnaird
IRN AXK00081
- CF21 Investment Adviser (1 Dec 2001 to 6 Apr 2007)
Allan McMillan
IRN AXM00137
- CF21 Investment Adviser (1 Dec 2001 to 19 Oct 2002)
Allan Robert Cheek
IRN ARC00025
- CF21 Investment Adviser (1 Dec 2001 to 26 May 2006)
Allan Robert McNeill
IRN ARM00036
- CF21 Investment Adviser (1 Dec 2001 to 4 Oct 2002)
Allan Treadwell
IRN AXT01447
- CF30 Customer (1 Nov 2007 to 11 Feb 2008)
- CF22 Investment Adviser (Trainee) (14 Jun 2006 to 31 Oct 2007)

Smaller firms operating under this firm's FCA authorisation.

Clydebank Co-Operative Society Limited (no longer appointed)
FRN 162338 · Appointed 20 May 1881 · Until 1 Dec 2001
Co-operatives UK Limited (no longer appointed)
FRN 141818 · Appointed 1 Jan 1869 · Until 1 Dec 2001
Sheffield Co-Operative Society Limited (no longer appointed)
FRN 162327 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Radstock Co-Operative Society Limited (no longer appointed)
FRN 162343 · Appointed 1 Jan 1868 · Until 1 Dec 2001
East of England Co-operative Society Limited (no longer appointed)
FRN 162344 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Colchester and East Essex Co-Operative Society Limited (no longer appointed)
FRN 162337 · Appointed 29 Sep 1862 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.