Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (1 Nov 2007 to 31 Dec 2008)
    • CF21 Investment Adviser (20 Apr 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (20 Mar 2006 to 20 Apr 2007)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (1 Dec 2001 to 26 May 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.