RLUM Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Retail Investment Funds

Senior staff personally approved by the FCA to hold their roles here.

Alec James Lumb
IRN AXL01468
- CF30 Customer (1 Nov 2007 to 7 May 2008)
- CF22 Investment Adviser (Trainee) (20 Jul 2007 to 31 Oct 2007)
Aled Wyn Jones
IRN AWJ00011
- CF21 Investment Adviser (1 Dec 2001 to 21 Oct 2004)
Alex Edward Kemp
IRN AEK01025
- CF22 Investment Adviser (Trainee) (30 Nov 2004 to 1 Feb 2005)
Alex John West
IRN AJW01441
- CF30 Customer (6 Jun 2008 to 9 Mar 2009)
Alex Neil Stewart
IRN ANS00017
- CF21 Investment Adviser (1 Dec 2001 to 14 May 2004)
Alex Pantlin
IRN AXP01448
- CF22 Investment Adviser (Trainee) (28 Sep 2002 to 4 Aug 2003)
Alex Smellie
IRN AXS01867
- CF21 Investment Adviser (17 Dec 2003 to 15 Jun 2005)
- CF22 Investment Adviser (Trainee) (12 Mar 2003 to 17 Dec 2003)
Alexander Anderson Turnbull
IRN AAT00003
- CF21 Investment Adviser (1 Dec 2001 to 27 Aug 2004)
Alexander Cameron Millar
IRN ACM01177
- CF30 Customer (1 Nov 2007 to 20 Jun 2008)
- CF22 Investment Adviser (Trainee) (11 Jan 2007 to 31 Oct 2007)
Alexander Campbell Weir
IRN ACW00015
- CF21 Investment Adviser (1 Dec 2001 to 2 Apr 2005)

Smaller firms operating under this firm's FCA authorisation.

Clydebank Co-Operative Society Limited (no longer appointed)
FRN 162338 · Appointed 20 May 1881 · Until 1 Dec 2001
Co-operatives UK Limited (no longer appointed)
FRN 141818 · Appointed 1 Jan 1869 · Until 1 Dec 2001
Sheffield Co-Operative Society Limited (no longer appointed)
FRN 162327 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Radstock Co-Operative Society Limited (no longer appointed)
FRN 162343 · Appointed 1 Jan 1868 · Until 1 Dec 2001
East of England Co-operative Society Limited (no longer appointed)
FRN 162344 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Colchester and East Essex Co-Operative Society Limited (no longer appointed)
FRN 162337 · Appointed 29 Sep 1862 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.