Alex Smellie

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP

    FRN 529810

    • [FCA CF] Client dealing (since 7 Jan 2021)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (17 May 2016 to 26 Sep 2019)
  • Henderson Stone & Co Ltd (no longer approved here)

    FRN 226516

    • (38)Employed By (24 Sep 2015 to 3 Jun 2016)
  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • CF30 Customer (24 Sep 2015 to 3 Jun 2016)
  • TSB Bank plc (no longer approved here)

    FRN 191240

    • CF30 Customer (1 Nov 2007 to 8 May 2012)
    • CF21 Investment Adviser (29 Nov 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (6 Jul 2005 to 29 Nov 2006)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (17 Dec 2003 to 15 Jun 2005)
    • CF22 Investment Adviser (Trainee) (12 Mar 2003 to 17 Dec 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.