Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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One Stop Mortgage Shop Limited
FRN 741685
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 9 Dec 2020)
- SMF3 Executive Director (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- Responsibility for MCD Intermediation (since 19 Jun 2018)
- CF1 Director (19 Jun 2018 to 8 Dec 2019)
- Responsible for Insurance Mediation (19 Jun 2018 to 30 Sep 2018)
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- CF30 Customer (22 Jul 2008 to 24 Sep 2008)
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- (61)Employed By (8 Jul 2008 to 24 Sep 2008)
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- CF30 Customer (1 Nov 2007 to 20 Jun 2008)
- CF22 Investment Adviser (Trainee) (11 Jan 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function added: (61)Employed By at One Financial Planning Ltd