Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 19 Jun 2018)
    • CF1 Director (19 Jun 2018 to 8 Dec 2019)
    • Responsible for Insurance Mediation (19 Jun 2018 to 30 Sep 2018)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (22 Jul 2008 to 24 Sep 2008)
  • One Financial Planning Ltd (no longer approved here)

    FRN 191206

    • (61)Employed By (8 Jul 2008 to 24 Sep 2008)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF30 Customer (1 Nov 2007 to 20 Jun 2008)
    • CF22 Investment Adviser (Trainee) (11 Jan 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (61)Employed By at One Financial Planning Ltd