RLUM Limited

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Retail Investment Funds

Senior staff personally approved by the FCA to hold their roles here.

David Sidney Hever
IRN DSH01060
- CF22 Investment Adviser (Trainee) (5 Aug 2003 to 10 Oct 2003)
David Sinclair Hudson
IRN DSH01072
- CF22 Investment Adviser (Trainee) (18 May 2005 to 2 Mar 2007)
David Smith
IRN DXS00101
- CF21 Investment Adviser (1 Dec 2001 to 18 Oct 2003)
David Stephen Carter
IRN DSC01062
- CF22 Investment Adviser (Trainee) (22 Jun 2004 to 2 Dec 2004)
David Stephen Ellwood
IRN DSE01011
- CF21 Investment Adviser (1 Mar 2004 to 2 Sep 2004)
- CF22 Investment Adviser (Trainee) (12 Mar 2003 to 1 Mar 2004)
David Stewart Birchall
IRN DSB00038
- CF21 Investment Adviser (1 Dec 2001 to 4 Mar 2002)
David Stewart Chapman
IRN DSC00013
- CF30 Customer (1 Nov 2007 to 12 Sep 2011)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
David Stuart Hollas
IRN DSH01047
- CF8 Apportionment and Oversight (1 Dec 2001 to 8 Nov 2002)
- CF3 Chief Executive (1 Dec 2001 to 8 Nov 2002)
- CF1 Director (1 Dec 2001 to 8 Nov 2002)
David Stuart Reed
IRN DSR00021
- CF21 Investment Adviser (1 Dec 2001 to 18 Aug 2004)
David Swan
IRN DXS00105
- CF21 Investment Adviser (1 Dec 2001 to 28 Apr 2007)

Smaller firms operating under this firm's FCA authorisation.

Clydebank Co-Operative Society Limited (no longer appointed)
FRN 162338 · Appointed 20 May 1881 · Until 1 Dec 2001
Co-operatives UK Limited (no longer appointed)
FRN 141818 · Appointed 1 Jan 1869 · Until 1 Dec 2001
Sheffield Co-Operative Society Limited (no longer appointed)
FRN 162327 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Radstock Co-Operative Society Limited (no longer appointed)
FRN 162343 · Appointed 1 Jan 1868 · Until 1 Dec 2001
East of England Co-operative Society Limited (no longer appointed)
FRN 162344 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Colchester and East Essex Co-Operative Society Limited (no longer appointed)
FRN 162337 · Appointed 29 Sep 1862 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.