David Sinclair Hudson

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Broadgate Wealth Client Servicing LLP

    FRN 815602

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 24 Nov 2020)
    • [FCA CF] Client dealing (since 24 Nov 2020)
    • CF30 Customer (24 Jul 2019 to 8 Dec 2019)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (1 Nov 2007 to 11 Nov 2012)
    • CF21 Investment Adviser (20 Sep 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (17 Sep 2007 to 20 Sep 2007)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF22 Investment Adviser (Trainee) (18 May 2005 to 2 Mar 2007)

Recent activity

Updates to this individual's record on the FCA register.

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