RLUM Limited

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Retail Investment Funds

Senior staff personally approved by the FCA to hold their roles here.

David Jonathan Wilkinson
IRN DJW01412
- CF30 Customer (18 Jun 2010 to 30 Jul 2011)
David Joseph Varley
IRN DJV00004
- CF21 Investment Adviser (1 Dec 2001 to 14 Apr 2006)
David Jules Simpson
IRN DJS01319
- CF22 Investment Adviser (Trainee) (23 Aug 2004 to 15 Apr 2005)
David Keith Blackler
IRN DKB00022
- CF21 Investment Adviser (9 Mar 2004 to 3 Jun 2005)
- CF22 Investment Adviser (Trainee) (23 Dec 2003 to 9 Mar 2004)
David Keith Bonser
IRN DKB00018
- CF21 Investment Adviser (1 Dec 2001 to 18 May 2007)
David Keith Moses
IRN DKM01036
- CF22 Investment Adviser (Trainee) (31 Jan 2003 to 20 Jun 2003)
David Kenneth Batty
IRN DKB00016
- CF21 Investment Adviser (1 Dec 2001 to 4 Nov 2006)
David Kenneth Carr
IRN DKC00004
- CF21 Investment Adviser (1 Dec 2001 to 29 Jul 2006)
David Kenneth King
IRN DKK00005
- CF21 Investment Adviser (1 Dec 2001 to 6 Aug 2004)
David Kenneth Lindsay
IRN DKL01014
- CF30 Customer (3 Dec 2007 to 31 Jan 2008)

Smaller firms operating under this firm's FCA authorisation.

Clydebank Co-Operative Society Limited (no longer appointed)
FRN 162338 · Appointed 20 May 1881 · Until 1 Dec 2001
Co-operatives UK Limited (no longer appointed)
FRN 141818 · Appointed 1 Jan 1869 · Until 1 Dec 2001
Sheffield Co-Operative Society Limited (no longer appointed)
FRN 162327 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Radstock Co-Operative Society Limited (no longer appointed)
FRN 162343 · Appointed 1 Jan 1868 · Until 1 Dec 2001
East of England Co-operative Society Limited (no longer appointed)
FRN 162344 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Colchester and East Essex Co-Operative Society Limited (no longer appointed)
FRN 162337 · Appointed 29 Sep 1862 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.