David Joseph Varley

Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RESIDENTIAL MORTGAGE SERVICES LIMITED

    FRN 912183

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • SMF3 Executive Director (since 6 Mar 2020)
    • SMF16 Compliance Oversight (since 6 Mar 2020)
    • Responsible for Insurance Distribution (since 6 Mar 2020)
    • Responsibility for MCD Intermediation (since 6 Mar 2020)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • Home 4 Mortgages Limited (no longer approved here)

    FRN 431000

    • SMF3 Executive Director (9 Dec 2019 to 5 May 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 5 May 2020)
    • Responsible for Insurance Distribution (1 Oct 2018 to 5 May 2020)
    • Responsibility for MCD Intermediation (21 Mar 2016 to 5 May 2020)
    • Responsible for Insurance Mediation (5 Dec 2013 to 30 Sep 2018)
    • CF11 Money Laundering Reporting (5 Dec 2013 to 8 Dec 2019)
    • CF1 Director (5 Dec 2013 to 8 Dec 2019)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (1 Dec 2001 to 14 Apr 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.