Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 8 Jan 2019)
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DJS Wealth Adviser LLP
FRN 515323
- (6)Employed By (since 8 Jan 2019)
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- CF30 Customer (1 Nov 2007 to 2 Apr 2014)
- CF21 Investment Adviser (23 Feb 2006 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (7 Jun 2005 to 23 Feb 2006)
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- CF21 Investment Adviser (9 Mar 2004 to 3 Jun 2005)
- CF22 Investment Adviser (Trainee) (23 Dec 2003 to 9 Mar 2004)
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- CF21 Investment Adviser (11 Nov 2002 to 10 Mar 2003)
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- CF21 Investment Adviser (1 Dec 2001 to 10 Mar 2003)
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- CF21 Investment Adviser (1 Dec 2001 to 10 Mar 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.