RLUM Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Retail Investment Funds

Senior staff personally approved by the FCA to hold their roles here.

David Ian Newman
IRN DIN01003
- CF17 Significant Mgt (Other Business Operations) (23 Jan 2006 to 27 Jul 2007)
David Ian Waterhouse
IRN DIW01033
- CF30 Customer (15 Jan 2009 to 19 Apr 2009)
David Ife
IRN DXI01035
- CF22 Investment Adviser (Trainee) (12 Mar 2003 to 1 Apr 2003)
David Ivan Woollard
IRN DIW00008
- CF21 Investment Adviser (1 Dec 2001 to 20 Aug 2002)
David Jackson
IRN DXJ01227
- CF22 Investment Adviser (Trainee) (10 Nov 2005 to 28 Aug 2006)
David Jacob
IRN DXJ01247
- CF30 Customer (1 Nov 2007 to 29 Oct 2011)
- CF22 Investment Adviser (Trainee) (27 Mar 2007 to 31 Oct 2007)
David James Atherton
IRN DJA01155
- CF30 Customer (1 Nov 2007 to 10 Mar 2008)
- CF22 Investment Adviser (Trainee) (27 Apr 2006 to 31 Oct 2007)
David James Cameron-Harper
IRN DJC01375
- CF22 Investment Adviser (Trainee) (21 Aug 2006 to 8 Sep 2006)
David James Carlin
IRN DJC00054
- CF30 Customer (1 Nov 2007 to 29 Oct 2011)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
David James Carthy
IRN DJC01359
- CF22 Investment Adviser (Trainee) (2 Mar 2006 to 23 May 2007)

Smaller firms operating under this firm's FCA authorisation.

Clydebank Co-Operative Society Limited (no longer appointed)
FRN 162338 · Appointed 20 May 1881 · Until 1 Dec 2001
Co-operatives UK Limited (no longer appointed)
FRN 141818 · Appointed 1 Jan 1869 · Until 1 Dec 2001
Sheffield Co-Operative Society Limited (no longer appointed)
FRN 162327 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Radstock Co-Operative Society Limited (no longer appointed)
FRN 162343 · Appointed 1 Jan 1868 · Until 1 Dec 2001
East of England Co-operative Society Limited (no longer appointed)
FRN 162344 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Colchester and East Essex Co-Operative Society Limited (no longer appointed)
FRN 162337 · Appointed 29 Sep 1862 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.