David James Cameron-Harper

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Cairn Independent Limited

    FRN 142665

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 8. Giving personal recommendations on investments in the course of corporate finance business
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Manager of certification employee (since 1 Oct 2024)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Significant management (9 Dec 2019 to 10 Dec 2019)
    • CF1 Director (18 Oct 2017 to 8 Dec 2019)
    • CF30 Customer (30 Oct 2014 to 8 Dec 2019)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 10 Oct 2014)
    • CF21 Investment Adviser (24 May 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (27 Nov 2006 to 24 May 2007)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF22 Investment Adviser (Trainee) (21 Aug 2006 to 8 Sep 2006)

Recent activity

Updates to this individual's record on the FCA register.

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