David Ivan Woollard

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Hoyl Independent Advisers Ltd (no longer approved here)

    FRN 433927

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Jun 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 30 Jun 2025)
    • CF30 Customer (16 Mar 2017 to 8 Dec 2019)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (16 Mar 2016 to 23 Oct 2016)
  • Nationwide Building Society (no longer approved here)

    FRN 106078

    • CF30 Customer (7 Jan 2015 to 12 Feb 2016)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (19 Oct 2011 to 21 Aug 2013)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (20 May 2011 to 5 Oct 2011)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (1 Dec 2001 to 20 Aug 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.