RLUM Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Retail Investment Funds

Senior staff personally approved by the FCA to hold their roles here.

David Black
IRN DXB00261
- CF21 Investment Adviser (1 Dec 2001 to 20 Sep 2003)
David Bolam
IRN DXB01544
- CF21 Investment Adviser (23 May 2003 to 15 Aug 2003)
- CF22 Investment Adviser (Trainee) (22 Jul 2002 to 23 May 2003)
David Brian Harries
IRN DBH00011
- CF21 Investment Adviser (3 Apr 2002 to 30 Dec 2005)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 3 Apr 2002)
David Brian Hudson
IRN DBH00017
- CF21 Investment Adviser (3 Apr 2003 to 3 May 2007)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 3 Apr 2003)
David Brian Popplewell
IRN DBP00007
- CF30 Customer (1 Nov 2007 to 29 Oct 2011)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
David Brooker
IRN DXB01496
- CF22 Investment Adviser (Trainee) (28 Feb 2002 to 14 Nov 2003)
David Brown
IRN DXB00127
- CF21 Investment Adviser (7 Jan 2005 to 2 Jun 2006)
- CF22 Investment Adviser (Trainee) (12 May 2004 to 7 Jan 2005)
David Brown
IRN DXB01862
- CF22 Investment Adviser (Trainee) (31 Oct 2006 to 28 Sep 2007)
David Bruce
IRN DXB00159
- CF21 Investment Adviser (26 Oct 2006 to 3 Jan 2007)
- CF22 Investment Adviser (Trainee) (9 Dec 2005 to 26 Oct 2006)
David Burak
IRN DXB01857
- CF22 Investment Adviser (Trainee) (29 Aug 2006 to 18 May 2007)

Smaller firms operating under this firm's FCA authorisation.

Clydebank Co-Operative Society Limited (no longer appointed)
FRN 162338 · Appointed 20 May 1881 · Until 1 Dec 2001
Co-operatives UK Limited (no longer appointed)
FRN 141818 · Appointed 1 Jan 1869 · Until 1 Dec 2001
Sheffield Co-Operative Society Limited (no longer appointed)
FRN 162327 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Radstock Co-Operative Society Limited (no longer appointed)
FRN 162343 · Appointed 1 Jan 1868 · Until 1 Dec 2001
East of England Co-operative Society Limited (no longer appointed)
FRN 162344 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Colchester and East Essex Co-Operative Society Limited (no longer appointed)
FRN 162337 · Appointed 29 Sep 1862 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.