David Bolam

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Openwork Limited

    FRN 408285

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 10 Sep 2014)
  • Newcastle Financial Advisers Limited

    FRN 222899

    • (14)Employed By (since 10 Sep 2014)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (27 Oct 2008 to 11 Nov 2012)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (23 May 2003 to 15 Aug 2003)
    • CF22 Investment Adviser (Trainee) (22 Jul 2002 to 23 May 2003)

Recent activity

Updates to this individual's record on the FCA register.

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