David Brian Popplewell

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Total Financial Services Ltd (no longer approved here)
FRN 543500
- Employed By (26 Oct 2017 to 8 Dec 2019)
Fairstone Financial Management Limited (no longer approved here)
FRN 475973
- CF30 Customer (2 Jun 2017 to 20 Oct 2017)
QUILTER WEALTH LIMITED (no longer approved here)
FRN 217742
- CF30 Customer (28 May 2015 to 15 Aug 2017)
QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)
FRN 440703
- CF30 Customer (19 Feb 2015 to 29 Jun 2015)
RLUM Limited (no longer approved here)
FRN 144032
- CF30 Customer (1 Nov 2007 to 29 Oct 2011)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.