RLUM Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Retail Investment Funds

Senior staff personally approved by the FCA to hold their roles here.

David Ascough
IRN DXA01250
- CF21 Investment Adviser (18 Aug 2006 to 22 Sep 2006)
- CF22 Investment Adviser (Trainee) (31 Jan 2003 to 20 Aug 2003)
David Ashcroft
IRN DXA00046
- CF21 Investment Adviser (1 Dec 2001 to 5 Apr 2003)
David Athey
IRN DXA00118
- CF21 Investment Adviser (1 Dec 2001 to 28 Feb 2003)
David Atkinson
IRN DXA00122
- CF21 Investment Adviser (1 Dec 2001 to 24 Mar 2006)
David Atkinson
IRN DXA00045
- CF30 Customer (1 Nov 2007 to 25 Jul 2009)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
David Ayliff Long
IRN DAL01126
- CF21 Investment Adviser (11 Feb 2004 to 10 Sep 2004)
- CF22 Investment Adviser (Trainee) (24 Apr 2003 to 11 Feb 2004)
David Baird Barratt
IRN DBB01034
- CF21 Investment Adviser (1 Dec 2001 to 15 Mar 2003)
David Baxandall
IRN DXB00016
- CF30 Customer (1 Nov 2007 to 12 May 2008)
- CF22 Investment Adviser (Trainee) (17 Oct 2007 to 31 Oct 2007)
David Bell
IRN DXB00128
- CF21 Investment Adviser (1 Dec 2001 to 11 Nov 2003)
David Birch
IRN DXB00076
- CF21 Investment Adviser (1 Dec 2001 to 20 Sep 2003)

Smaller firms operating under this firm's FCA authorisation.

Clydebank Co-Operative Society Limited (no longer appointed)
FRN 162338 · Appointed 20 May 1881 · Until 1 Dec 2001
Co-operatives UK Limited (no longer appointed)
FRN 141818 · Appointed 1 Jan 1869 · Until 1 Dec 2001
Sheffield Co-Operative Society Limited (no longer appointed)
FRN 162327 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Radstock Co-Operative Society Limited (no longer appointed)
FRN 162343 · Appointed 1 Jan 1868 · Until 1 Dec 2001
East of England Co-operative Society Limited (no longer appointed)
FRN 162344 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Colchester and East Essex Co-Operative Society Limited (no longer appointed)
FRN 162337 · Appointed 29 Sep 1862 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.